140 Regulatory Compliance Jobs in Toronto, Canada

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• Manager/Senior Manager, Financial Services Industry Regulatory Compliance Job Details | Deloitte We use cookies to offer you the best possi…
• As a Manager/Senior Manager, you will have the opportunity to work alongside industry thought leaders and lead collaborative engagement tea…

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• Role Overview We are seeking a Senior Compliance Manager – Regulatory Engagement with strong expertise in CIRO rules, securities regulation…
• Qualifications Core Requirements University degree and 8+ years of compliance or regulatory experience in financial services, including sig…

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• Compliance Manager, Global Advisory, with a dotted-line reporting relationship to the Strategic FinTech Platform Delivery Unit, and regular…
• Coordinating cross-functional activities across Compliance, Product, Banking, and other internal stakeholders.

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• Experience serving as or supporting AML Officer or equivalent role , including regulator engagement.
• Experience in Canadian regulated payments or financial services environment.

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• 15+ years of progressive leadership experience in Compliance, Risk Management, Legal, Audit, or a related financial services discipline, wi…
• Experience in Wealth and Asset Management Demonstrated experience engaging with regulators, executive committees, and boards.

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• The Senior Gaming Compliance Officer is accountable for internal process review, efficient documentation, and is able to identify potential…
• Key Accountabilities: Conducts compliance reviews with a focus on casino operations including Security, Surveillance, Table Games, Slots, C…

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• Risk Management Perform periodic compliance risk assessments Identify emerging regulatory and operational risks Develop action plans to add…
• Regulatory Reporting Coordinate regulatory filings and required reporting obligations Support securities commission compliance reviews and…

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• Your Role: Lead and develop a diverse, skilled, and motivated team of IT Risk & Compliance professionals who serve as…
• In this highly visible leadership role, you will lead a team of IT Risk & Compliance professionals and serve as…

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• Partner with Legal, Risk, Compliance, Operations, Distribution, Technology, and Senior Leadership to address emerging risks, regulatory dev…
• Support risk assessments, compliance testing, and internal audits relevant to Tier 2 account supervision.

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• Providing assurance on the effectiveness of post-trade compliance, the CCO reports directly to the Board of Directors and the Vice…
• The Chief Compliance Officer (CCO) holds a key position responsible for designing, implementing, and maintaining a robust compliance progra…

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• As a Compliance Specialist, you will ensure the accurate, timely preparation and completion of files for disbursement, ensuring all conditi…
• Reporting to the Manager, National Credit Compliance, you will also act to safeguard the interests of Futurpreneur and BDC to…

Role highlights

• Role Overview Reporting to the Director, Operations and Regulatory Compliance, the Operations and Regulatory Compliance Specialist Senior i…
• Keeping up to date with regulatory changes and staff notices to support the creation or update of policies and procedures…

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• What you bring Regulatory and compliance expertise.
• Scope of services Regulatory compliance support.

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• The Manager, Regulatory Compliance (RCM) will report directly to and assist the Director, Compliance (RCM) in matters relating to applicabl…
• Demonstrated written and verbal skills essential for this role Experience in corporate policy writing and auditing preferred Demonstrated e…

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• What we are looking for: Under the supervision of the Head, Global Enterprise Risk Management Program and Canadian Compliance, the…
• Participate in regulatory requests and examinations, working effectively with stakeholders to ensure responses are accurate, complete and t…

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• Develop quality management and quality assurance standards.
• Plan and control budget and expenditures.

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• Compliance Manager, Global Advisory, with a dotted-line reporting relationship to the Strategic FinTech Platform Delivery Unit, and regular…
• Coordinating cross-functional activities across Compliance, Product, Banking, and other internal stakeholders.

Role highlights

• As part of the Regulatory and Risk Advisory (RRA) practice, our risk management professionals provide a broad range of risk…
• We are looking for a Senior Manager to join our exciting and growing practice in Toronto with a specialized focus…

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• Knowledge of regulatory frameworks relevant to physical security, insider risk, and/or vendor risk management (OSFI, ISO 27001, NIST, SOC 2…
• Experience in a corporate security or physical security compliance environment.

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• A vital component of this role will be to ensure processes and individuals are operating in compliance with regulations mandated…
• Developing and rolling out standard processes and programs that support the strategic vision of Lineage and collaborating with cross functi…

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• Purpose Supports the Regulatory Compliance Management (RCM) Program for Global Transaction Banking (GTB) business lines globally, to ensure…
• Develop strategic relationships and collaborate with Business Risk Management, Corporate Functions, Global Compliance, Business Line Compli…

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• Partner with internal stakeholders to support regulatory relationships, business priorities, and Compliance initiatives.
• Assess compliance risks across business activities, customer conduct, complaints, projects, tools, and systems.

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• As a Manager, Compliance, you will lead with expertise in regulatory compliance in order to ensure the organization operates within…
• Monitor and analyze regulatory changes, advising leadership on necessary adjustments to operations.

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• What you bring: 3+ years of experience in Regulatory Compliance Management, Compliance Testing, and/or Audit.
• Help to assess training needs and assist in the development the Bank’s Compliance training and communication program to foster a…

Role highlights

• About the Role iCapital is seeking a Compliance Associate to join the Global Regulatory and Compliance team to support our…
• Maintain compliance records and support the management of regulatory filings, certifications, and other compliance-related documents.