Last updated 2026-07-04

223 Regulatory Compliance Jobs in New York City, NY, United States

Browse 223 Regulatory Compliance jobs across New York City, NY, United States. Listings are updated hourly and include salary data where available.

Snapshot updated 3hr, 3m ago

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Walmart

Jul 3
(USA) Senior Director, Operations (Revenue Operations & Governance)
Hoboken, NJ, United States senior
  • The Senior Director partners closely with Compliance & Ethics, Legal, Product, Sales, and Engineering to proactively identify and mitigate…
  • Design, maintain, and execute business and operational processes and controls to identify, assess, and mitigate risks and oversee SOX/finan…

Gusto, Inc.

Jul 2
Financial Services Compliance Lead
New York City, NY, United States senior $148.1k/yr
  • Here’s what you’ll do day-to-day: Serve as a strategic compliance partner to Product, Engineering, and business stakeholders on financial s…
  • Oversee product compliance controls and run monitoring, control testing, risk assessments, and issue management across deposit, lending, pa…

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Flex

Jul 2
Associate Director, Compliance Issue Management
New York City, NY, United States senior Full Time $176k/yr
  • Serve as the authoritative voice on compliance issues and reporting in internal reviews, audits, and regulatory or bank partner examination…
  • It is a cross-functional leadership role: you are accountable for driving compliance issues from identification through resolution and repo…

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Ripple

Jul 2
Regulatory Compliance Analyst
New York City, NY, United States mid $72k/yr
  • Conduct research on regulatory developments, contribute to process documentation and internal playbooks, and assist with ad hoc compliance…
  • Assist in preparing for regulatory examinations—managing information requests, coordinating cross-functionally to gather and prioritize res…

Candidate Experience Site - Lateral

Jul 2
Controllers, Regulatory Policy, New York, Analyst
New York City, NY, United States mid
  • And coordinating among the Regulatory Policy team to explain the capital impact of firm activity.
  • The Regulatory Policy team is responsible for regulatory advocacy, and advises senior management on how regulatory developments may impact…

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Dentsu International Americas, LLC

Jul 2
Senior Manager, Americas Ethics & Compliance
New York City, NY, United States senior Full Time $164.4k-180k/yr
  • In addition, the role is expected to foster an ethical culture, serve as a key compliance contact for the region,…
  • Job Description: Role summary The purpose of this role is to contribute to the planning, development, execution and overall management…

TD Bank, N.A.

Jul 2
Senior Financial Crime Risk Management Analyst, KYC High Risk...
New York City, NY, United States senior Full Time $72.3k-117.5k/yr
  • The Senior Financial Crime Risk Management Analyst, KYC High Risk Reviews performs second line Enhanced Due Diligence (EDD) reviews for…
  • The team is responsible for managing procedures and escalations related to high-risk customers, including analysis of customer behavior and…

Professional

Jul 2
Compliance Product Officer Wealth Markets
Jersey City, NJ, United States senior Full Time $142.3k-213.5k/yr
  • Key Responsibilities Serve as a Compliance Risk Officer for Wealth Markets desks , providing advisory coverage on compliance risk, regulato…
  • The role supports Wealth Markets desks by partnering with business management, Legal and other control functions to design, implement and…

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Financial Industry Regulatory Authority, Inc.

Jul 1
Vice President, Enforcement Senior Advisor & Operations
New York City, NY, United States senior Full Time $245k/yr
  • Essential Job Functions: Serve as a strategic partner and thought leader to the EVP, operating as a trusted advisor on…
  • Partner with Corporate Communications and Regulatory Operations Communications to develop and execute comprehensive communications strategi…

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2755 Barclays Services Corpor

Jul 1
Director, Head of Structured Products Legal, Americas
New York City, NY, United States senior Full Time $270k/yr
  • You will serve as the senior legal partner to the business and key control functions, advising on the development, documentation,…
  • Accountabilities Development and implementation of best practice legal strategies to manage compliance with applicable laws, rules and regu…

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BBVA RED EXTERIOR DE OFICINAS

Jul 1
BSA/AML Compliance Manager
New York City, NY, United States mid Full Time $120k-145k/yr
  • Strong working knowledge of BSA/AML regulations, USA PATRIOT Act requirements, OFAC sanctions compliance, KYC, and Transaction Monitoring f…
  • Experience executing AML operational controls, reconciliations, and quality assurance activities.

474 MS Services Group, Inc.

Jul 1
Global Financial Crimes: Sanctions Compliance Program Management...
New York City, NY, United States senior Full Time
  • This is a Vice President level position within the Sanctions Compliance team, where you will be responsible for compliance and…
  • We are seeking someone to join our team as Sanctions Compliance Program Management in Global Financial Crimes to be responsible…

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Executive

Jul 1
NAM Financing and Clearing Platform Principal, Prime Services...
New York City, NY, United States senior Full Time $200k-300k/yr
  • Leads coordination and provides expert input to senior in-business Risk and credit teams on complex client activity, driving policy and…
  • Risk Management: Proven expertise in comprehensively assessing, mitigating, and controlling operational, market, and credit risk across com…

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DTCC Candidate Experience Site

Jun 30
Embedded Risk Director
Jersey City, NJ, United States senior Full Time
  • Familiarity with emerging technologies in financial services risk landscape Strong experience in Risk Management & Incident Management Prov…
  • Governance, Training & Digital Enablement Deliver risk and control training with a focus on data literacy, digital tools, and AI-enabled…

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Schonfeld

Jun 30
Compliance Officer
New York City, NY, United States senior $200k/yr
  • Providing compliance advice and training to investment personnel on their activities; including managing the flow of live trading queries a…
  • Act as compliance SME as needed for relevant business change initiatives including the acquisition of new teams.

HSBC

Jun 30
Senior Client Due Diligence (CDD) Advisory Manager
New York City, NY, United States senior Full Time
  • Deep onboarding expertise * Subject Matter Expert (SME) CDD knowledge to enable the onboarding of a wide range of in-scope…
  • Strong Compliance capability * Understands risks, can proactively identify red flags and has sound judgment on potential reputational and f…

G MASS

Jun 30
Access Governance & Compliance Operations Consultant
New York City, NY, United States senior Contract
  • G MASS are seeking an Access Governance & Compliance Operations Consultant to join the Legal & Compliance function of a…
  • This is an embedded, programme ownership role covering access governance, entitlements management, and compliance control monitoring across…

Wells Fargo

Jun 30
Executive Director, Front Line Transaction Monitoring Product Manager
New York City, NY, United States senior Full Time
  • This position needs a strong foundation of knowledge in transactional workflows across Macro-related products, as well as an expert-level u…
  • About this role: Wells Fargo is seeking a subject matter expert to build and rollout for transaction monitoring controls; including…

Major Lindsey Africa

Jun 30
Interim Chief Regulatory and Chief Compliance Officer - REMOTE
New York City, NY, United States senior
  • Remote Responsibilities Include: Lead and run the applications for DCM and DCO applications with the CFTC.
  • Demonstrated background in exchange and clearinghouse compliance, market regulation, and Dodd-Frank derivatives rules.

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Galaxy

Jun 29
VP, Compliance Market Surveillance
New York City, NY, United States senior $150k/yr
  • Who You Are: As a Compliance, Market Surveillance Vice President, you will join an experienced and collaborative Compliance team as…
  • Stay current on industry developments, emerging risks, and regulatory changes to ensure compliance measures remain robust and proactive.

NFP Corp

Jun 29
Data Privacy & Compliance Counsel
New York City, NY, United States senior Full Time $195k-300k/yr
  • Position Overview: The organization is seeking an accomplished attorney to lead the cybersecurity/data protection/privacy function and over…
  • Key Responsibilities: Cybersecurity and Privacy Strategy & Framework Provide compliance governance and credible challenge for the firm’s in…

Mercury

Jun 29
Counsel, Product & Regulatory - Payments & AML
New York City, NY, United States mid
  • As we continue expanding and iterating on our product offerings and as we work to build a nationally chartered bank,…
  • Experience supporting fintechs, banks, payment companies, sponsor-bank programs, payment networks, BaaS providers, or regulators with subst…

Fanatics Betting & Gaming

Jun 29
Manager, Compliance
New York City, NY, United States mid $130k/yr
  • You will collaborate closely with stakeholders across the business, including Legal, Product, Payments, Operations, Responsible Gaming, and…
  • This role will be responsible for helping establish and maintain a scalable compliance program that supports all applicable gaming, financi…

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Avature

Jun 29
Financial Regulatory Counsel...
New York City, NY, United States mid
  • Financial Regulatory Counsel - 18530 - Bloomberg Skip to content Bloomberg Our Company Events Search Jobs Login Financial Regulatory Counse…
  • Based in New York, this is a great opportunity to join the Financial Regulatory legal team who are responsible for…

AIG PC Global Services, Inc.

Jun 29
Associate General Counsel, Regulatory
New York City, NY, United States entry Full Time $170k-180k/yr
  • The role involves drafting or review of regulatory filings, legal research, monitoring of U.S. regulatory developments, advice and counsel…
  • Specific Responsibilities Prepare / review regulatory filings related to strategic transactions (e.g., Holding Company).

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