Last updated 2026-07-05
40 Regulatory Compliance Jobs in Charlotte, NC, United States
Browse 40 Regulatory Compliance jobs across Charlotte, NC, United States. Listings are updated hourly and include salary data where available.
Market data for Regulatory Compliance jobs in Charlotte, NC, United States
Professionals ensuring adherence to laws and regulations within financial and card network sectors.
Charlotte, NC, United States Regulatory Compliance salary data
Salary figures are based on postings with disclosed compensation and are shown as annualized ranges when available.
| Pay type | Low | Median | High |
|---|---|---|---|
| Annual | $91K | $135K–$170K | $251K |
| Scope | P50 salary | P25-P75 range | Samples |
|---|---|---|---|
| Charlotte metro | $149K | $111K-$182K | 30 postings |
| North Carolina | $140K | $101K-$179K | 39 postings |
| U.S. | $150K | $109K-$205K | 1,760 postings |
Pay visibility: 23 of 40 visible postings include structured pay data (57%).
Explore Charlotte, NC, United States Regulatory Compliance salary data.
Companies with current Regulatory Compliance listings
| Company | Active jobs |
|---|---|
| Wells Fargo | 18 |
| Truist Bank | 6 |
| Circle | 4 |
| Regions | 4 |
| LPL Financial Corp | 3 |
| Principal Financial Group | 3 |
| Ameriprise Financial | 2 |
Regulatory Compliance jobs by schedule
| Schedule | Active jobs | Share |
|---|---|---|
| Full time | 40 | 100% |
Regulatory Compliance jobs by seniority
Common Regulatory Compliance job titles
FAQ
- How many Regulatory Compliance jobs are listed in Charlotte, NC, United States?
- This page currently shows 40 Regulatory Compliance jobs in Charlotte, NC, United States.
- What salary data is available for Regulatory Compliance jobs in Charlotte, NC, United States?
- Salary comparison includes Charlotte metro ($149K P50, $111K-$182K P25-P75, 30 postings) and North Carolina ($140K P50, $101K-$179K P25-P75, 39 postings).
- Which companies are hiring for Regulatory Compliance roles in Charlotte, NC, United States?
- Current listings include roles from Wells Fargo (18 jobs, 32%), Truist Bank (6 jobs, 11%), Circle (4 jobs, 7%), Regions (4 jobs, 7%), and LPL Financial Corp (3 jobs, 5%).
- What seniority levels are common for Regulatory Compliance jobs in Charlotte, NC, United States?
- The visible seniority mix includes Senior (24 jobs, 60%) and Mid (16 jobs, 40%).
- What work schedules are common for Regulatory Compliance jobs in Charlotte, NC, United States?
- The visible schedule mix includes Full time (40 jobs, 100%).
- What Regulatory Compliance job titles are common in Charlotte, NC, United States?
- Common titles include Enterprise Compliance and Operational Risk Analyst (2 jobs, 5%), Regulatory Compliance Manager US Antiboycott (2 jobs, 5%), AVP, Committee Governance (1 job, 3%), Assistant Director-Compliance (Retirement, Securities Product Underwriting & Securities Wholesale Distribution) (1 job, 3%), and Assistant Director-Compliance (Risk Assessment, Testing and Monitoring) (1 job, 3%).
- What does this market snapshot include?
- Most visible listings are full-time (40 of 40). Senior-level roles account for 24 of 40 listings. 23 of 40 visible postings include structured pay data.
Related jobs
Snapshot updated 4hr, 7m ago
Truist Bank
Jul 3- Lead a team of business governance teammates responsible for executing the responsibilities of various operations and enterprise risk progr…
- This position will be responsible for leading a team of business governance professionals to support the execution of risk programs,…
More roles at Truist Bank
Wells Fargo
Jul 3- Provide compliance risk expertise and consulting for projects, new products, and strategic initiatives with moderate to high-risk exposure.
- Review and assess compliance risks related to credit products, deal structures, client onboarding, and complex transactions.
More roles at Wells Fargo
Regions
Jul 2- In partnership with key Consumer Leaders, Compliance, CRA and other stakeholders this individual will own the overall Consumer Fair Lending…
- Primary Responsibilities Oversees large team of professional level compliance staff and compliance efforts for designated business unit Ser…
More roles at Regions
Principal Financial Group
Jun 30- Evaluate situations and provide strategic guidance to compliance with leadership and business partners on a variety of complex legal, regul…
- In this role, you'll assist compliance leadership in operating a comprehensive compliance program consisting of policies, procedures, and c…
More roles at Principal Financial Group
Sia
Jun 30- Project management skills, with experience overseeing payments initiatives and coordinating cross-functional teams.
- Ability to understand and interpret PCI DSS, KYC and AML, PSD2, SOC 2, OFAC, FinCEN, and FATF regulations and impacts…
Ameriprise Financial
Jun 30- Job Description We are searching for a Compliance Manager/Officer within the General Counsel's Organization team, who is a hardworking self…
- Knowledge of risks pertinent to industry and firm, and ability to strategically focus branch office/OSJ exams depending on relevant risks.
More roles at Ameriprise Financial
LPL Financial Corp
Jun 29- Serve as the primary legal advisor for incident response, working closely with Information Security, Technology, Communications, Compliance…
- Collaborate cross-functionally with Technology, Risk, Compliance, Data Governance, and business teams to support cybersecurity regulatory c…
More roles at LPL Financial Corp
Crowe LLP
Jun 24- Working Relationships: This role works closely with: Chief Compliance and Privacy Officer Privacy Team Information Security leadership team…
- Collaborate with Marketing functions to review and advise on privacy requirements for email campaigns, consent management, cookie complianc…
EY
Jun 23- This involves working with life sciences clients to develop business processes, and design and implement systems to effectively manage thes…
- Practice Development: Play a key role in building out the Regulatory Compliance practice, including identifying new service offerings, enha…
VP, Compliance
- Support compliance monitoring, assessments, and internal control activities to ensure adherence to regulatory requirements and internal pol…
- Partner closely with the Chief Legal Officer on policy, procedure, and governance practice development supporting regulatory adherence and…
Citi
Jun 16- Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge. *.
- Awareness of regulatory requirements including local and US laws, international and industry standard * Related certifications desirable Ed…
Professional
Jun 16- 10+ years experience in a compliance, legal, or regulatory role focused on international trade compliance, sanctions, or anti-boycott regul…
- Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge.
More roles at Professional
Ascensus
Jun 15- Train and mentor associates in Compliance Services to ensure processes are reviewed to determine that the best client experience is…
- As a Compliance Service's subject matter expert, review and update training materials for instructor led courses as well as assisting…
Corporate Counsel - Financial Services
- As Corporate Counsel, you will serve as a key legal partner to DTFS business leaders, providing strategic and practical advice…
- Regulatory & Legal Compliance Support regulatory compliance efforts, including tracking developments, coordinating with outside counsel, an…
Barings LLC
Jun 15- This position reports to the Head of Trading Practices Compliance and is a visible position within the organization often interacting…
- Primary Responsibilities Responsible for primarily assisting with surveillance and compliance monitoring related to best execution, cross t…
Circle
Jun 15- Act cross-functionally within Financial Crime Compliance , providing expert support across broader compliance domains including Sanctions,…
- Experience liaising with US regulators and law enforcement agencies on BSA/AML, sanctions, and financial crime matters.
More roles at Circle
Compass Group
Jun 8- Job Summary The Senior Counsel, Operational Compliance is a key legal partner, directly supporting the Director of Operational Compliance i…
- Strong understanding of regulatory compliance frameworks and experience working with cross-functional operational teams.
TIAA
Jun 8- Designs and executes the testing of regulatory processes and controls.
- Key Responsibilities and Duties Contributes to the creation and maintenance of processes that ensure adherence to regulatory requirements.
100 CRC Insurance Group, LLC
May 27- Working closely with business and functional leaders, the Compliance Consultant identifies and assesses regulatory risk, recommends practic…
- Manager serves as a trusted compliance partner to CRC Group business units, helping design, implement, and sustain effective compliance pro…
CHB Compliance Manager
- Strong communication, stakeholder management, and problem-solving skills across operational and compliance teams.
- U.S. Customs Broker License required, with strong expertise in post-entry processes and trade compliance.
Quantifind
May 19- Who You Are We are seeking a VP, Financial Crimes Advisory to serve as a senior subject matter expert and…
- This is a hybrid strategic + execution role combining thought leadership in financial crimes risk management, go-to-market strategy and sol…
Red Ventures
Apr 24- What You'll Do: Compliance submission workflow: routing creative, content, and product changes through bank compliance review; tracking sub…
- Developing familiarity with financial services compliance frameworks (ADA, FCRA, ECOA, UDAAP, bank vendor governance).